Forms for Offline Account Maintenance

These services are available by completing the appropriate forms and mailing them to us.

Non-Retirement Account Maintenance Forms

  • Notice of Name Change
  • Transfer of Ownership

Retirement Account Maintenance Forms

  • IRA Designation of Beneficiary

Federal Forms

  • W-9 - Request for Taxpayer Identification Number and Certification

Deceased Shareholder Services

Please call an Estate Transfer Specialist at (800) 422-3301, M-F, 8 a.m.-5 p.m. Central time.