What You Need to Know:

Pending Transactions - View your pending transactions securely online. Once your transaction request has been submitted, it cannot be changed or canceled.

Transaction History - View your completed transactions on the Transaction History page.

  • Mutual Fund Accounts - Complete transaction history is available securely online (see steps below).
  • Business Retirement Accounts (401(k), 403(b), SEP-IRA, etc.) - Transactions completed during the previous calendar year and the current calendar year.*

*Transaction history is purged once per year. Until the annual purge occurs, you may see transactions older than the stated timeframe.


Steps to View Transaction History/Pending Transactions

  1. Log In with your User Name and Password.
  2. Select the appropriate account under Portfolio of Accounts in the margin.
  3. Select the Transaction History tab.

Steps to View Transaction History for Brokerage Accounts

  1. Log In with your User Name and Password.
  2. Select your Brokerage account under Portfolio of Accounts in the margin.
  3. Select the Brokerage Account Access button.
  4. Select the History tab.

Steps to View Transaction History for Workplace Retirement Plan Accounts

  1. Log In with your User Name and Password.
  2. Select your workplace retirement plan account under Portfolio of Accounts in the margin.
  3. Select the Transactions & Plan Details link under a fund name.
  4. Select Transaction History in the margin.