Tax Forms

• Individual or Joint Ownership Accounts
• UTMA/UGMA Accounts
• Individual Retirement Accounts
• Business Retirement Plan Accounts

Note: Find online brokerage tax forms and related help by navigating to your American Century^® Brokerage account after you Log In.

• IRS Form 1099-DIV: Reports taxable distributions and capital gains for non-retirement accounts. Distributions are taxable if received in cash or reinvested.
• IRS Form 1099-B: Reports redemptions and exchanges from non-money market, non-retirement accounts.
• IRS Form 1099-R: Reports redemptions from tax-deferred accounts.
• IRS Form 5498: Reports contributions to certain retirement accounts, including SEP-IRAs, SIMPLE-IRAs, and Rollover IRAs (traditional and Roth). This form will be sent in May.

• IRS Form 1099-DIV: An investor that has received a distribution, either in cash or reinvested, of dividends and/or capital gains in a taxable account.
• IRS Form 1099-B: An investor who sells shares or exchanges shares in a taxable (non-money market) account.
• IRS Form 1099-R: An investor who sells shares from a tax-deferred account, including traditional IRA, SEP-IRA, SIMPLE-IRA, Roth IRA, Coverdell Education Savings Accounts (CESA) or business retirement plan accounts, or converts a traditional IRA to a Roth IRA.

• Corrected Tax Forms: If your 1099-DIV, 1099-B, or 1099-R tax form has been corrected, it will be mailed. The corrected form, and any other forms under your Tax Identification number, will be available online.
• IRS Form 1099-DIV: Accounts with a distribution of $10 or less are not reported to the IRS. A 1099-DIV is mailed by the end of January, but will not be available online.
• IRS Form 1099-R: Custodian to Custodian transfers and Maintenance fee deductions are not reported to the IRS and will not generate a 1099-R by mail or online.