Account Maintenance Forms

These services are available by completing the appropriate forms and mailing them to us.

Non-Retirement Account Maintenance Forms

• Notice of Name Change 
• Transfer of Ownership 

Retirement Account Maintenance Forms

• IRA Designation of Beneficiary 

Federal Forms

• W-9 - Request for Taxpayer Identification Number and Certification 

Deceased Shareholder Services

Please call an Estate Transfer Specialist at 1-800-422-3301, M-F, 8 a.m.-5 p.m. Central time.